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Setting up of business |
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- In-principle approval from SEBI and other regulators
- In-principle to final approval from SEBI and other regulators encompassing:
- Drafting / review of charter documents
- Company incorporation (AMC & Trustee Co)
- Organisation structuring, including sourcing
- Board of directors of AMC & Trustee
- Senior management upto level 3
- Infrastructure set up
- Physical – dealing room, access controls, server room, front office desk, etc.
- Drafting / review of manuals, policies & processes
- Selection of service providers, UAT for key outsourced activities
- Review of SLA / agreements with service providers
- Filing of Form D and supporting documents with SEBI
- Responding to queries from SEBI and assisting in all communication
- Assisting in SEBI infrastructure review
- Drafting / review of Statement of Additional Information / Scheme Information Document
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