Portfolio Management
 
  • Setting up of PMS business including SEBI approval
  • SEBI No Objection under regulation 24(b) of SEBI (Mutual Funds) Regulations, 1996, if applicable.
  • Organisation structuring
  • Internal audit of PMS activity
  • Review and certification of compliance reports filed with SEBI / AMC Board
    1. Quarterly report to AMC / TC Board
    2. Half yearly report from AMC Board
  • Drafting / review of policies and manuals
  • Regulatory updates on PMS activities and implication on AMC
  • Updation of disclosure document
  • Monitoring of personal securities transaction
 
 
     
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