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Portfolio Management |
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- Setting up of PMS business including SEBI approval
- SEBI No Objection under regulation 24(b) of SEBI (Mutual Funds) Regulations, 1996, if applicable.
- Organisation structuring
- Internal audit of PMS activity
- Review and certification of compliance reports filed with SEBI / AMC Board
- Quarterly report to AMC / TC Board
- Half yearly report from AMC Board
- Drafting / review of policies and manuals
- Regulatory updates on PMS activities and implication on AMC
- Updation of disclosure document
- Monitoring of personal securities transaction
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